Topic 9: Ethical And Professional Standards

Lesson 9.1: Code Of Ethics And Standards Of Professional Conduct — Quiz

Test your understanding of lesson 9.1: code of ethics and standards of professional conduct with 5 practice questions.

Practice Questions

Question 1

What is the primary purpose of the Code of Ethics in the CFA curriculum?

Question 2

Which of the following is NOT one of the seven Standards of Professional Conduct?

Question 3

In which situation would a violation of the Code of Ethics likely occur?

Question 4

What must a CFA charterholder do when faced with an ethical dilemma?

Question 5

What does the Standard of Professional Conduct related to 'Diligence and Reasonable Basis' emphasize?